0001193125-14-275318.txt : 20140722 0001193125-14-275318.hdr.sgml : 20140722 20140722132102 ACCESSION NUMBER: 0001193125-14-275318 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140722 DATE AS OF CHANGE: 20140722 GROUP MEMBERS: FORTUNE DYNAMIC INVESTMENT LTD GROUP MEMBERS: IMV & ASSOCIATES, LTD. GROUP MEMBERS: JIA YAO GROUP MEMBERS: JIANHUI LAI GROUP MEMBERS: JINLEI SHI GROUP MEMBERS: RICHBURG HOLDINGS LTD GROUP MEMBERS: RICHWISE CAPITAL INTERNATIONAL LTD GROUP MEMBERS: RICHWISE INTERNATIONAL GROUP LTD GROUP MEMBERS: RICHWISE INTERNATIONAL INVESTMENT GROUP LTD GROUP MEMBERS: RICHWISE INVESTMENT FINANCIAL LTD GROUP MEMBERS: YUANZHE HUANG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Zenix Auto International Ltd CENTRAL INDEX KEY: 0001506756 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86548 FILM NUMBER: 14986263 BUSINESS ADDRESS: STREET 1: 1608, North Circle Road State Highway STREET 2: Zhangzhou CITY: Fujian Province STATE: F4 ZIP: 363000 BUSINESS PHONE: (86) 596-2600308 MAIL ADDRESS: STREET 1: 1608, North Circle Road State Highway STREET 2: Zhangzhou CITY: Fujian Province STATE: F4 ZIP: 363000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Newrace Ltd CENTRAL INDEX KEY: 0001534772 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O NO. 1608 STREET 2: NORTH CIRCLE ROAD STATE HIGHWAY CITY: ZHANGZHOU, FUJIAN PROVINCE STATE: F4 ZIP: 363000 BUSINESS PHONE: 86 596 2600308 MAIL ADDRESS: STREET 1: C/O NO. 1608 STREET 2: NORTH CIRCLE ROAD STATE HIGHWAY CITY: ZHANGZHOU, FUJIAN PROVINCE STATE: F4 ZIP: 363000 SC 13D/A 1 d761854dsc13da.htm SCHEDULE 13D/A Schedule 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and

Amendments Thereto Filed Pursuant to Rule 13d-2(a)

 

 

CHINA ZENIX AUTO INTERNATIONAL LIMITED

(Name of Issuer)

Ordinary Shares, Par Value US$0.0001 per share

(Title of Class of Securities)

16951E104

(CUSIP Number)

Jianhui Lai

c/o No. 1608, North Circle Road State Highway

Zhangzhou, Fujian Province 363000

People’s Republic of China

Tel No. (86) 596-2600308

Jinlei Shi

Yuanzhe Huang

c/o RichWise International Investment Group Limited

Room 4101, Landmark, 4028 Jintian Road

Futian District

Shenzhen

People’s Republic of China

Tel No. (86) 755-82839998

 

 

With a copy to:

Virginia Tam

K&L Gates LLP

44th Floor, Edinburgh Tower, The Landmark

15 Queen’ Road Central

Hong Kong

Tel. No. (852) 2230.3500

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

July 18, 2014

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

Jianhui Lai

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

People’s Republic of China

Number of Shares Beneficially Owned by Each Reporting Person With

 

     7.    

Sole Voting Power

 

143,587,200 ordinary shares. Newrace Limited may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

143,587,200 ordinary shares. Newrace Limited may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

143,587,200 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

69.53%(1)

14.  

Type of Reporting Person

 

IN

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

Newrace Limited

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

143,587,200 ordinary shares. Jianhui Lai may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

143,587,200 ordinary shares. Jianhui Lai may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

143,587,200 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

69.53%(1)

14.  

Type of Reporting Person

 

CO

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

1.   

Names of Reporting Persons

 

Jinlei Shi

2.   

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

3.   

SEC Use Only

 

4.   

Source of Funds

 

Not applicable

5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

6.   

Citizenship or Place of Organization

 

People’s Republic of China

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

   7.   

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   8.   

Shared Voting Power

 

-0-

   9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

IN

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104

 

1.   

Names of Reporting Persons

 

Richburg Holdings Limited

2.   

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

3.   

SEC Use Only

 

4.   

Source of Funds

 

Not applicable

5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

6.   

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

   7.   

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   8.   

Shared Voting Power

 

-0-

   9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

CO

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

RichWise International Investment Group Limited

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

CO

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

RichWise Investment Financial Limited

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

CO

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

RichWise International Group Limited

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

CO

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

RichWise Capital International Limited

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

CO

 

(1) Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

Fortune Dynamic Investment Limited

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

CO

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

IMV & Associates, Ltd.

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

CO

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

Yuanzhe Huang

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds

 

Not applicable

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

People’s Republic of China

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

     8.   

Shared Voting Power

 

-0-

     9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

IN

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


CUSIP No. 16951E104

 

1.   

Names of Reporting Persons

 

Jia Yao

2.   

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

3.   

SEC Use Only

 

4.   

Source of Funds

 

Not applicable

5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

6.   

Citizenship or Place of Organization

 

People’s Republic of China

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

   7.   

Sole Voting Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   8.   

Shared Voting Power

 

-0-

   9.   

Sole Dispositive Power

 

10,479,116 ordinary shares. The other Richburg Entities (as described in the Introductory Note below) may also be deemed to have sole voting power with respect to the foregoing shares.

   10.   

Shared Dispositive Power

 

-0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,479,116 ordinary shares

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

5.07%(1)

14.  

Type of Reporting Person

 

IN

 

(1)  Percentage calculated based on 206,500,000 Ordinary Shares outstanding as of December 31, 2013 as set forth in the annual report on Form 20-F filed by the Company for the fiscal year ended December 31, 2013.


INTRODUCTORY NOTE

This Amendment No. 1 to Schedule 13D (this “Amendment”) is filed jointly by Jianhui Lai, Newrace Limited, Jinlei Shi, Richburg Holdings Limited, RichWise Investment Financial Limited, RichWise International Investment Group Limited, RichWise International Group Limited, RichWise Capital International Limited, Fortune Dynamic Investment Limited, IMV & Associates, Ltd., Yuanzhe Huang, and Jia Yao (collectively, the “Reporting Persons,” and each individually, a “Reporting Person”).

With respect to Mr. Lai and Newrace, this Amendment represents Amendment No. 2 to the original statement on Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on December 20, 2012 by Mr. Lai with respect to China Zenix Auto International Limited (the “Company”). This Amendment represents Amendment No. 3 to the statement on Schedule 13G filed with the SEC by the Richburg Entities on January 10, 2012, as amended by Amendment No. 1 filed with the SEC by the Richburg Entities on January 22, 2013.

The purpose of this Amendment is to supplement the Reporting Persons’ disclosures under Item 4 of the Schedule 13D filed by the Reporting Persons on November 26, 2013 (the “Schedule 13D”).

This Amendment is filed by the Reporting Persons in accordance with Rule 13d-2 of the Securities Exchange Act of 1934, as amended, and refers only to information that has materially changed since the filing of the Schedule 13D. The items identified below, or the particular paragraphs of such items which are identified below, are amended as set forth below.

 

Item 4.     Purpose of Transaction

 

Item 4 of the Schedule 13D is hereby amended and supplemented with the following information:

 

On July 18, 2014, Mr. Lai and RIIG submitted a letter to the Company’s board of directors (the “Withdrawal Letter”). In the Withdrawal Letter, Mr. Lai and RIIG informed the Company of their decision to withdraw the non-binding proposal (the “Original Proposal”) that they submitted on November 23, 2013. The Original Proposal contemplated a concurrent restructuring of the Company’s shareholding and an acquisition of a new online business via a share swap.

 

References to the Withdrawal Letter in this Schedule 13D are qualified in their entirety by reference to the full letter, a copy of which is attached hereto as Exhibit 7.03 and incorporated herein by reference in its entirety.

 

Item 6.     Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 6 of the Schedule 13D is hereby amended and supplemented with the following information:

 

Reference is also made to the Withdrawal Letter described in Item 4.

 

Item 7.     Material to Be Filed as Exhibits

 

Item 7 of the Schedule 13D is hereby amended and supplemented by adding the following exhibit:

 

Exhibit 7.03 Withdrawal Letter from Mr. Lai and RIIG to the Company’s board of directors, dated as of July 18, 2014


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

July 21, 2014

 

JIANHUI LAI
By:  

/s/ Jianhui Lai

Name:   Jianhui Lai
NEWRACE LIMITED
By:  

/s/ Jianhui Lai

Name:   Jianhui Lai
Its:   Director


SIGNATURES (CONTINUED)

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

July 21, 2014

 

JINLEI SHI
By:  

/s/ Jinlei Shi

Name: Jinlei Shi
YUANZHE HUANG
By:  

/s/ Yuanzhe Huang

Name: Yuanzhe Huang
JIA YAO
By:  

/s/ Jia Yao

Name: Jia Yao


SIGNATURES (CONTINUED)

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

July 21, 2014

 

RICHBURG HOLDINGS LIMITED
By:  

/s/ Jinlei Shi

Name: Jinlei Shi
Its: Director
RICHWISE INVESTMENT FINANCIAL LIMITED
By:  

/s/ Jinlei Shi

Name: Jinlei Shi
Its: Director
RICHWISE INTERNATIONAL INVESTMENT GROUP LIMITED
By:  

/s/ Jinlei Shi

Name: Jinlei Shi
Its: Director
RICHWISE INTERNATIONAL GROUP LIMITED
By:  

/s/ Jinlei Shi

Name: Jinlei Shi
Its: Director
RICHWISE CAPITAL INTERNATIONAL LIMITED
By:  

/s/ Jinlei Shi

Name: Jinlei Shi
Its: Director


SIGNATURES (CONTINUED)

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

July 21, 2014

 

FORTUNE DYNAMIC INVESTMENT LIMITED

By:

 

/s/ Yuanzhe Huang

Name:

 

Yuanzhe Huang

Its:

 

Director

IMV & ASSOCIATES, LTD.

By:

 

/s/ George Shalchu Geh

Name:

 

George Shalchu Geh

Its:

 

Director


EXHIBIT INDEX

 

Exhibit 7.03    Withdrawal Letter from Mr. Lai and RIIG to the Company’s board of directors, dated as of July 18, 2014.
EX-7.03 2 d761854dex703.htm EX-7.03 EX-7.03

Exhibit 7.03

July 18, 2014

The Board of Directors

China Zenix Auto International Limited

No. 1608, North Circle Road State Highway

Zhangzhou, Fujian Province 363000

People’s Republic of China

Dear Members of the Board of Directors,

Reference is made to the letter that we submitted to you on November 23, 2013 (the “2013 Letter”) regarding our preliminary non-binding proposal (the “Proposal”) for a business restructuring of China Zenix Auto International Limited (the “Company”). Capitalized terms used but not defined in this letter shall have the meanings ascribed to them in the 2013 Letter.

In light of the changes in the market conditions in the past seven months and the absence of a clear path for the parties to complete the proposed business restructuring in the near future, we are writing to inform you that the Proposal is hereby withdrawn. We intend to promptly file an amendment to our joint Schedule 13D to disclose this decision.

 

Sincerely,
JIANHUI LAI
By:   /s/ JIANHUI LAI
Date:   July 18, 2014

RICHWISE INTERNATIONAL INVESTMENT GROUP LIMITED

 

By:   /s/ Jinlei Shi
Title:   Director
Date:   July 18, 2014